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Self-regulatory organization
Results: 1339

#	Item
471	Microsoft Word - B IIROC Strategy Document - December[removed]Final dh.doc Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-05-22 15:22:50 Financial regulation Self-regulatory organizations Business Investment Industry Regulatory Organization of Canada Securities Economics Universal Market Integrity Rules Regulatory capture Financial adviser Financial economics Finance Investment
472	The Canadian Equity Market: Evolution, Competition and the Future Tuesday, June 26, 2012 Design Exchange, Toronto Conference Agenda Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-09-18 12:41:28 Investment Stock market Mathematical finance Self-regulatory organizations Commodities market Trader High-frequency trading Investment Industry Regulatory Organization of Canada Financial economics Financial markets Finance
473	June 1st, 2009 Advocis 390 Queens Quay West, Suite 209 Toronto, ON M5V 3A2 T[removed] Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2009-06-01 13:35:46 Canadian securities regulation Investment Business Finance Financial Services Authority Securities Commission Self-regulatory organization Financial adviser Security Financial economics Financial regulation Canadian law
474	110225LS CL - CSA - incorporation_of_dealer_reps 325pm signed Add to Reading List Source URL: www.finance.alberta.ca Language: English - Date: 2014-07-07 15:57:54 Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Investment Finance Financial system Financial adviser Registered Investment Advisor Financial economics Financial regulation Self-regulatory organizations
475	Plain Blank Page (Normal.dot) Add to Reading List Source URL: www.finance.alberta.ca Language: English - Date: 2014-07-07 15:57:56 Business Self-regulatory organizations Financial adviser Investment Industry Regulatory Organization of Canada Exempt market dealer Mutual Fund Dealers Association Corporation Investment Finance Financial economics
476	REPORT FROM THE PRESIDENT AND CEO This Annual Report outlines the steps we have taken over the past year to protect investors, foster fair, efficient, competitive capital markets and promote compliance Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-08-30 15:19:06 Business Self-regulatory organizations Investment Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Exempt market dealer International Organization of Securities Commissions High-frequency trading Financial economics Financial regulation Finance
477	Advocis 390 Queens Quay West, Suite 209 Toronto, Ontario M5V 3A2 T[removed][removed] Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2007-06-12 10:28:20 Canadian securities regulation Business Finance Securities Commission Financial Services Authority Securities regulation in the United States Financial adviser Self-regulatory organization International Organization of Securities Commissions Financial economics Financial regulation Canadian law
478	Yukon Securities Office Ministerial Order Enacting Rule: [removed]and[removed]Instrument Initially Effective in Yukon: March 17, 2008 Form 33-109F3 Business Locations other than Head Office Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-08 15:11:24 British Columbia Securities Commission Self-regulatory organization Ontario Securities Commission United States securities law Provinces and territories of Canada Securities Commission of New Zealand Securities Exchange Act Canadian securities regulation Financial regulation Government Autorité des marchés financiers
479	MEMORANDUM OF UNDERSTANDING B E T W E E N: Alberta Securities Commission; Autorité des marchés financiers (Québec); British Columbia Securities Commission; Manitoba Securities Commission; Add to Reading List Source URL: www.bcsc.bc.ca Language: English - Date: 2014-04-08 17:20:38 Canadian securities regulation Self-regulatory organization Linear regulator Financial system Autorité des marchés financiers Business Finance Short Ontario Securities Commission Financial regulation Banking in Canada Canadian Investor Protection Fund
480	Moving Toward the Canadian Securities Regulatory Authority IIROC’s Financial Administrators Section Conference June 10, [removed]Victoria Add to Reading List Source URL: www.ocrcvm.ca Language: English - Date: 2012-05-08 14:54:02 Financial system Securities Self-regulatory organizations Financial economics Investment Industry Regulatory Organization of Canada Finance Capital market Regulation Securities Commission Financial regulation Canadian law Canadian securities regulation

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